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Douglas v. Deutsche Bank National Trust Co., Published Order · редакция 1 → 2 · зафиксировано 2026-09-17 03:06 · +30 −30 lines
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## Notice: This opinion is subject to formal revision before publication in the Atlantic and Maryland Reporters. Users are requested to notify the Clerk of the Court of any formal errors so that corrections may be made before the bound volumes go
## The Known Risks of Using AI in the Practice of Law
The use of AI is now so pervasive in legal practice that attorneys can no longer credibly claim ignorance of its pitfalls, including its propensity to hallucinate legal authority. See Fletcher v. Experian Info. Sols., Inc., 168 F.4th 231, 235 (5th Cir. 2026)(“If it were ever an excuse to plead ignorance of the risks of using generative AI to draft a brief without verifying its output, it is certainly no longer so.”). The first high-profile incident of AI-fabricated case citations in the federal system occurred in the Southern District of New York over three years ago. Larry Neumeister, Lawyers blame ChatGPT for tricking them into citing bogus case law, AP News (June 8, 2023), https://apnews.com/article/artificial-intelligence-chatgptcourts-e15023d7e6fdf4f099aa122437dbb59b; https://perma.cc/ZN2N-TSM9 . In the years since, the risks of blindly relying on AI in the practice of law have been well documented. See generally A.B.A. Comm. on Ethics & Prof. Resp., Formal Opinion 512: Generative Artificial Intelligence Tools (July 29, 2024) https://www.americanbar.org/content/dam/aba/administrative/professional_respons ibility/ethics-opinions/aba-formal-opinion-512.pdf; https://perma.cc/3KHL-CRM8 (gathering authorities).
The use of AI is now so pervasive in legal practice that attorneys can no longer credibly claim ignorance of its pitfalls, including its propensity to hallucinate legal authority. See Fletcher v. Experian Info. Sols., Inc., 168 F.4th 231, 235 (5th Cir. 2026) (“If it were ever an excuse to plead ignorance of the risks of using generative AI to draft a brief without verifying its output, it is certainly no longer so.”). The first high-profile incident of AI-fabricated case citations in the federal system occurred in the Southern District of New York over three years ago. Larry Neumeister, Lawyers blame ChatGPT for tricking them into citing bogus case law, AP News (June 8, 2023), https://apnews.com/article/artificial-intelligence-chatgptcourts-e15023d7e6fdf4f099aa122437dbb59b; https://perma.cc/ZN2N-TSM9 . In the years since, the risks of blindly relying on AI in the practice of law have been well documented. See generally A.B.A. Comm. on Ethics & Prof. Resp., Formal Opinion 512: Generative Artificial Intelligence Tools (July 29, 2024) https://www.americanbar.org/content/dam/aba/administrative/professional_respons ibility/ethics-opinions/aba-formal-opinion-512.pdf; https://perma.cc/3KHL-CRM8 (gathering authorities).
AI is not going anywhere. While its use may once have been the exception in the practice of law, it is quickly becoming the norm as even traditional legal research services like Westlaw and LexisNexis have adopted the technology, offering generative AI features as part of their software. In re Nwaubani, No. 25-9517, 2026 WL 687194, at *3 (4th Cir. Mar. 11, 2026). This shift in the practice of law, in and of itself, is not inherently problematic. After all, “AI is a powerful tool that, when used prudently, provides immense benefits.” Ferris v. Amazon.com Servs., 778 F. Supp. 3d 879, 881 (N.D. Miss. 2025). But considering “today’s rapidly evolving [AI] landscape,” it is critical that attorneys be “clear eyed about [the] technology’s potential pitfalls.” United States v. Farris, 171 F.4th 920, 922-23 (6th Cir. 2026) (citing Model Rules of Prof. Conduct R. 1.1 cmt. 8 (ABA 2012) (attorneys’ duty of competence requires keeping up with “changes in the law and its practice” including “relevant technology”)).
Attorneys cannot reasonably claim to have been left in the dark when it comes to their ethical obligations regarding the use of generative AI. Both the ABA and local jurisdictions, including the District of Columbia, have issued detailed guidance concerning the appropriate use of AI, emphasizing attorneys’ responsibility to continue to abide by their ethical duties. See A.B.A. Comm. on Ethics & Prof. Resp., Formal Op. 512; A.B.A. Task Force on L. & A.I., Addressing the Legal Challenges ofAI: Year 2 Report on the Impact of AI on the Practice of Law, 47-48 (2025), https://www.americanbar.org/content/dam/aba/administrative/center-forinnovation/ai-task-force/2025-ai-task-force-year2-report.pdf; https://perma.cc/HA44-LRM6 (compiling state bar ethics rules and guidance on generative artificial intelligence). Relevant steps attorneys should take in accordance with their ethical obligations include “reviewing and validating content produced by [AI]; considering whether to disclose the use of [AI] to clients or obtain informed consent; safeguarding confidential client information and preserving attorney-client privilege; implementing firm-wide policies governing the use of [AI]; adhering to ethical billing practices when using [AI] tools; and keeping current with jurisdictionspecific guidelines.” Farris, 171 F.4th at 923; see also A.B.A. Comm. on Ethics & Pro. Resp., Formal Op. 512 (2024).
Attorneys cannot reasonably claim to have been left in the dark when it comes to their ethical obligations regarding the use of generative AI. Both the ABA and local jurisdictions, including the District of Columbia, have issued detailed guidance concerning the appropriate use of AI, emphasizing attorneys’ responsibility to continue to abide by their ethical duties. See A.B.A. Comm. on Ethics & Prof. Resp., Formal Op. 512; A.B.A. Task Force on L. & A.I., Addressing the Legal Challenges of AI: Year 2 Report on the Impact of AI on the Practice of Law, 47-48 (2025), https://www.americanbar.org/content/dam/aba/administrative/center-forinnovation/ai-task-force/2025-ai-task-force-year2-report.pdf; https://perma.cc/HA44-LRM6 (compiling state bar ethics rules and guidance on generative artificial intelligence). Relevant steps attorneys should take in accordance with their ethical obligations include “reviewing and validating content produced by [AI]; considering whether to disclose the use of [AI] to clients or obtain informed consent; safeguarding confidential client information and preserving attorney-client privilege; implementing firm-wide policies governing the use of [AI]; adhering to ethical billing practices when using [AI] tools; and keeping current with jurisdictionspecific guidelines.” Farris, 171 F.4th at 923; see also A.B.A. Comm. on Ethics & Pro. Resp., Formal Op. 512 (2024).
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II.
## Attorneys’ Ethical Obligations to Use AI Responsibly
Our intent is not to discourage attorneys from using AI—indeed, we have reached a point where attorneys eschew at least an understanding, if not use, of AI at their own peril—but to emphasize the importance of doing so discerningly and responsibly. To put a finer point on it, “the use of artificial intelligence must be accompanied by the application of actual intelligence in its execution.” Amarsingh v. Frontier Airlines, Inc., No. 24-1391, 2026 WL 352016, at *6 (11th Cir. Feb. 9, 2026)(citation modified).
We turn now to the issue at hand: AI hallucinations. The citation of nonexistent cases has become the “frequent posterchild” for AI mishaps. In re Nwaubani, 2026 WL 687194, at *3 (collecting cases). While the way these mishaps come about is relatively new (although, as we have noted, not new enough at this point to serve as an excuse), the ethical duties they implicate are not: attorneys have always been responsible for “ensur[ing] that the legal propositions and authority” they rely on are “trustworthy.” ByoPlanet Int’l, LLC v. Johansson, 792 F. Supp. 3d 1341, 1347 (S.D. Fla. 2025); seeMalkeet Lnu v. Blanche, 177 F.4th 1014, 1025 (9th Cir. 2026) (“Attorneys do not need cutting-edge technology to fabricate citations and make demonstrably false and unsupported statements. And the ethical and procedural rules we apply today do not turn on the source of such error.”). This obligation reflects the “duties of competence and candor that apply no matter the tools attorneys use.” Farris, 171 F.4th at 923 (citing McCoy v. Ct. of Appeals of Wis., Dist. 1, 486 U.S. 429, 440-41 (1988), and Fletcher, 168 F.4th at 239-40); see Akerlund v. Atlas Air, Inc., 181 F.4th 1200, 1208 (11th Cir. 2026) (“It goes without saying that completely outsourcing one’s legal work to [AI] software is not competent. Doing so is a dramatic violation of the client’s interests.” (internal citation omitted)). Blind reliance on AI-generated citations and arguments runs directly counter to this court’s expectation that counsel confirm the accuracy of their submissions, see Tenants of 710 Jefferson St., N.W. v. D.C. Rental Housing Comm’n, 123 A.3d 170, 191 (D.C. 2015), and, while we do not purport to decide the matter here as we do not have a bar discipline matter before us, potentially implicates longstanding rules of professional conduct. SeeMalkeet Lnu, 177 F.4th at 1025 (“Filing briefs with hallucinated fabrications and inaccuracies violates procedural and ethical rules. Lawyers using generative AI must thus be aware of the tendency of generative AI to make these mistakes and guard against them.” (citation modified)).
Our intent is not to discourage attorneys from using AI—indeed, we have reached a point where attorneys eschew at least an understanding, if not use, of AI at their own peril—but to emphasize the importance of doing so discerningly and responsibly. To put a finer point on it, “the use of artificial intelligence must be accompanied by the application of actual intelligence in its execution.” Amarsingh v. Frontier Airlines, Inc., No. 24-1391, 2026 WL 352016, at *6 (11th Cir. Feb. 9, 2026) (citation modified).
We turn now to the issue at hand: AI hallucinations. The citation of nonexistent cases has become the “frequent posterchild” for AI mishaps. In re Nwaubani, 2026 WL 687194, at *3 (collecting cases). While the way these mishaps come about is relatively new (although, as we have noted, not new enough at this point to serve as an excuse), the ethical duties they implicate are not: attorneys have always been responsible for “ensur[ing] that the legal propositions and authority” they rely on are “trustworthy.” ByoPlanet Int’l, LLC v. Johansson, 792 F. Supp. 3d 1341, 1347 (S.D. Fla. 2025); see Malkeet Lnu v. Blanche, 177 F.4th 1014, 1025 (9th Cir. 2026) (“Attorneys do not need cutting-edge technology to fabricate citations and make demonstrably false and unsupported statements. And the ethical and procedural rules we apply today do not turn on the source of such error.”). This obligation reflects the “duties of competence and candor that apply no matter the tools attorneys use.” Farris, 171 F.4th at 923 (citing McCoy v. Ct. of Appeals of Wis., Dist. 1, 486 U.S. 429, 440-41 (1988), and Fletcher, 168 F.4th at 239-40); see Akerlund v. Atlas Air, Inc., 181 F.4th 1200, 1208 (11th Cir. 2026) (“It goes without saying that completely outsourcing one’s legal work to [AI] software is not competent. Doing so is a dramatic violation of the client’s interests.” (internal citation omitted)). Blind reliance on AI-generated citations and arguments runs directly counter to this court’s expectation that counsel confirm the accuracy of their submissions, see Tenants of 710 Jefferson St., N.W. v. D.C. Rental Housing Comm’n, 123 A.3d 170, 191 (D.C. 2015), and, while we do not purport to decide the matter here as we do not have a bar discipline matter before us, potentially implicates longstanding rules of professional conduct. See Malkeet Lnu, 177 F.4th at 1025 (“Filing briefs with hallucinated fabrications and inaccuracies violates procedural and ethical rules. Lawyers using generative AI must thus be aware of the tendency of generative AI to make these mistakes and guard against them.” (citation modified)).
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The harm inflicted by the submission of hallucinated authority cannot be overstated. We expect attorneys, as officers of the court, to submit briefing that “give[s] us the best view of what the law is, and how that law supports their clients”; indeed, we rely on that briefing to help us reach the correct conclusion. Akerlund, 181 F.4th at 1208. A brief containing fake citations masquerades as useful advocacy, but it misdirects the court, burns time and resources, and sows confusion while the court gets to the bottom of the matter. By then the damage is done: the court is left without real guidance from one side of the adversarial equation and the client is left without a credible advocate. See generally Mata v. Avianca, Inc., 678 F. Supp. 3d 443, 448-49 (S.D.N.Y. 2023).
## Sanctions
That brings us to the question of sanctions.4 Under D.C. App. R. 28, all briefs “must contain” a party’s “contentions and reasons for them, with citations to the authorities and parts of the record on which [they] rely.” See Wendemu v. Tesema, 304 A.3d 953, 959 n.3 (D.C. 2023) (concluding that an argument was waived because appellant failed to “articulat[e] a clear legal basis” for it and “fail[ed] to include any citations to the record or law beyond the standard of review”); In re Johnson, 275 A.3d 268, 281 (D.C. 2022) (treating an argument as waived because it consisted of only “vague one-line conclusory assertions” and “failed to cite authority in this jurisdiction or any other [for] support”). AccordGrant v. City of Long Beach, 96 F.4th 1255, 1256-57 (9th Cir. 2024) (striking brief and dismissing appeal for noncompliance with the “mandatory components of a brief on appeal” set forth in Fed. R. App. P. 28 because the brief was “replete with misrepresentations and fabricated case law”); United States v. Jones, 744 F.3d 1362, 1370 n.2 (D.C. Cir. 2014) (declining to consider a “bare-bones argument[ ] unsupported by any citations to legal authority” under Fed. R. App. P. 28(a)(8)(A)). A hallucinated citation is, at best, no citation at all; indeed, it is worse.
That brings us to the question of sanctions.4 Under D.C. App. R. 28, all briefs “must contain” a party’s “contentions and reasons for them, with citations to the authorities and parts of the record on which [they] rely.” See Wendemu v. Tesema, 304 A.3d 953, 959 n.3 (D.C. 2023) (concluding that an argument was waived because appellant failed to “articulat[e] a clear legal basis” for it and “fail[ed] to include any citations to the record or law beyond the standard of review”); In re Johnson, 275 A.3d 268, 281 (D.C. 2022) (treating an argument as waived because it consisted of only “vague one-line conclusory assertions” and “failed to cite authority in this jurisdiction or any other [for] support”). Accord Grant v. City of Long Beach, 96 F.4th 1255, 1256-57 (9th Cir. 2024) (striking brief and dismissing appeal for noncompliance with the “mandatory components of a brief on appeal” set forth in Fed. R. App. P. 28 because the brief was “replete with misrepresentations and fabricated case law”); United States v. Jones, 744 F.3d 1362, 1370 n.2 (D.C. Cir. 2014) (declining to consider a “bare-bones argument[ ] unsupported by any citations to legal authority” under Fed. R. App. P. 28(a)(8)(A)). A hallucinated citation is, at best, no citation at all; indeed, it is worse.
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To be sure, some of the cases cited in Deutsche Bank’s response brief are genuine and some of the propositions of law are sound. But we “reject any notion that because some authority exists to support a legal proposition it should negate the harm caused by hallucinated cases. Put bluntly—absolutely not; period; end of story; all stop.” Whiting v. City of Athens, 170 F.4th 455, 461 (6th Cir. 2026) (citation modified) (citing United States v. McGee, 806 F. Supp. 3d 1264, 1273 (S.D. Ala. 2025)). We caution that citing to even a single fake case can be sanctionable because “no brief, pleading, motion, or any other paper filed in any court should contain any citations—whether provided by generative AI or any other source—that” an attorney has not personally “read and verified.” Id. (quoting Noland v. Land of the Free, L.P., 114 Cal. App. 5th 426 (2025) (emphasis in original)). Competent legal representation requires the investment of significant time and effort; if an attorney deems their client’s claims as “not worth the effort, [they] should either tell [their]
1 Of course, much of what I say in this concurrence applies to other filings in addition to briefs.
2See, e.g., Mata v. Avianca, Inc., 678 F. Supp. 3d 443, 466 (S.D.N.Y. 2023).
2 See, e.g., Mata v. Avianca, Inc., 678 F. Supp. 3d 443, 466 (S.D.N.Y. 2023).
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[Citing federal district court cases from California, Mississippi, and Illinois.] The courts of appeals, by contrast, have invoked a few different sources for sanctioning attorneys. No unified approach prevails.
The Seventh Circuit’s reference to “the court’s inherent authority to sanction for bad faith conduct” harks back to the Supreme Court’s decision in Chambers v. NASCO, Inc.7 In Chambers, the Supreme Court held that a federal court must find
3Whiting v. City of Athens, 170 F.4th 455, 459-63 (6th Cir. 2026) (“Whiting’s appeal is frivolous [under Rule 38] as argued because [his attorneys] submitted fake cases, and inventing case law is a misrepresentation of law,” and “misrepresent[ed] the record”; also citing the court’s inherent authority); Amarsingh v. Frontier Airlines, Inc., No. 24-1391, 2026 WL 352016, at *5-8 (10th Cir. 2026) (relying on Rule 38).
4Fletcher v. Experian Info. Sols., Inc., 168 F.4th 231, 239-40 (5th Cir. 2026) (“Modern generative AI may be a new technology, but the same sanctions rules apply, and the rules we have are well equipped to handle these types of cases. . . . Rule 46(c) allows us to discipline an attorney who practices before us for ‘conduct unbecoming a member of the bar or for failure to comply with any court rule.’ Discipline under Rule 46(c) may include monetary sanctions.” (internal citations omitted) (quoting Fed. R. App. Proc. 46) (relying on Rule 46 and the court’s inherent authority to sanction an attorney for using generative AI in her briefing and misleading the court about these errors)).
5Perez-Castillo, 177 F.4th at 847 (internal quotation marks and citation omitted).
6Id.
3 Whiting v. City of Athens, 170 F.4th 455, 459-63 (6th Cir. 2026) (“Whiting’s appeal is frivolous [under Rule 38] as argued because [his attorneys] submitted fake cases, and inventing case law is a misrepresentation of law,” and “misrepresent[ed] the record”; also citing the court’s inherent authority); Amarsingh v. Frontier Airlines, Inc., No. 24-1391, 2026 WL 352016, at *5-8 (10th Cir. 2026) (relying on Rule 38).
4 Fletcher v. Experian Info. Sols., Inc., 168 F.4th 231, 239-40 (5th Cir. 2026) (“Modern generative AI may be a new technology, but the same sanctions rules apply, and the rules we have are well equipped to handle these types of cases. . . . Rule 46(c) allows us to discipline an attorney who practices before us for ‘conduct unbecoming a member of the bar or for failure to comply with any court rule.’ Discipline under Rule 46(c) may include monetary sanctions.” (internal citations omitted) (quoting Fed. R. App. Proc. 46) (relying on Rule 46 and the court’s inherent authority to sanction an attorney for using generative AI in her briefing and misleading the court about these errors)).
5 Perez-Castillo, 177 F.4th at 847 (internal quotation marks and citation omitted).
6 Id.
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7 501 U.S. 32 (1991).
Second, D.C. App. Rule 38 authorizes sanctions only for the filing of “frivolous” appeals, petitions, or motions—but not briefs.11 None of this court’s
8Id. at 45-46, 50 (quotation marks and citations omitted); see also, e.g., Whiting, 170 F.4th at 463 (“Inherent authority sanctions are appropriate only when the litigant has acted in bad faith or willfully abused judicial processes.” (citation modified)).
8 Id. at 45-46, 50 (quotation marks and citations omitted); see also, e.g., Whiting, 170 F.4th at 463 (“Inherent authority sanctions are appropriate only when the litigant has acted in bad faith or willfully abused judicial processes.” (citation modified)).
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9 No relevant statutory basis for imposing sanctions on counsel has come to our attention.
When a party to a proceeding before this court or an attorney practicing before the court takes an appeal or files previous twenty-one cases citing Rule 38 has applied that Rule to impose a sanction for a frivolous brief. Moreover, we have defined “frivolous” to mean “wholly lacking in substance” such “that a reasonable attorney would conclude that it is not based upon even a faint hope of success on the legal merits[.]”12 Consequently, assuming arguendo that Rule 38 applies to briefs, the mere fact that a brief contains some hallucinated citations would not suffice to support sanctions for violating the Rule. Rather, the legal argument advanced in the brief would have to be so lacking in merit—so dependent on the fake citations—that it would meet our stringent test for frivolousness. In other words, Rule 38 would not support a sanction for filing a brief that contains fake citations but is not totally baseless. For these reasons, I think a petition or motion that is frivolous or interposed for an improper purpose, such as to harass or to cause unnecessary delay, or fails to comply with an order of this court, the court may, on its own motion or on motion of a party, impose appropriate sanctions on the offending party, the attorney, or both. Before doing so on its own motion, the court will give the party notice and an opportunity to respond. Sanctions that may be imposed include dismissal of the appeal; imposition of single or double costs, expenses, and attorneys' fees; and disciplinary proceedings. In contrast, Fed. R. App. Proc. 38 provides only that “[i]f a court of appeals determines that an appeal is frivolous, it may, after a separately filed motion or notice from the court and reasonable opportunity to respond, award just damages and single or double costs to the appellee.” Unlike our local Rule 38, this federal Rule 38 does not support sanctions against an appellee at all, but only against an appellant (and only for a frivolous appeal); see Reynolds v. Roberts, 207 F.3d 1288, 1301 (11th Cir. 2000).
12In re Yelverton, 105 A.3d 413, 425 (D.C. 2014) (citation modified); see also Pennington v. First Hand Land, LLC, 349 A.3d 364, 367 (D.C. 2026) (“Rule 38 authorizes this court to impose ‘appropriate’ sanctions, including ‘dismissal of the appeal,’ on a party who ‘files a petition or motion that is frivolous or interposed for an improper purpose.’”). In addition, under Rule 38, “one circumstance (but not the only one) in which dismissal may be warranted as a sanction is when a party before this court has ‘willfully deceived the court and engaged in conduct utterly inconsistent with the orderly administration of justice.’” Id. (quoting Breezevale Ltd. v. Dickinson, 879 A.2d 957, 967 (D.C. 2005)).
12 In re Yelverton, 105 A.3d 413, 425 (D.C. 2014) (citation modified); see also Pennington v. First Hand Land, LLC, 349 A.3d 364, 367 (D.C. 2026) (“Rule 38 authorizes this court to impose ‘appropriate’ sanctions, including ‘dismissal of the appeal,’ on a party who ‘files a petition or motion that is frivolous or interposed for an improper purpose.’”). In addition, under Rule 38, “one circumstance (but not the only one) in which dismissal may be warranted as a sanction is when a party before this court has ‘willfully deceived the court and engaged in conduct utterly inconsistent with the orderly administration of justice.’” Id. (quoting Breezevale Ltd. v. Dickinson, 879 A.2d 957, 967 (D.C. 2005)).
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Rule 38 cannot be the main, or even the usual, basis on which this court imposes sanctions on parties who submit briefs containing AI-hallucinations. And for the same reasons, I think Rule 38 to be inapplicable in the present case.
A court of appeals may discipline an attorney who practices before it for conduct unbecoming a member of the bar or for failure to comply with any court rule. First, however, the court must afford the attorney reasonable notice, an opportunity to show cause to the contrary, and, if requested, a hearing. Our Rule 46 addresses only admission to the bar. Neither it nor any other D.C. Appellate Rule provides that this court may discipline an attorney for conduct unbecoming a member of the bar or for failure to comply with any court rule.
That brings us to this court’s inherent authority. This court has consistently adhered to the Chambers bad faith condition on the judicial exercise of inherent authority to impose sanctions. For example, in In re Jumper, this court relied on Chambers when stating that“[a] court must, of course, exercise caution in invoking its inherent power, and it must comply with the mandates of due process, both in determining that the requisite bad faith exists and in assessing fees.”13 There, this court reversed the trial court’s award of fee sanctions and remanded for the trial court to determine whether the party had acted with bad faith because the court did not “expressly find[] that the appellants acted either in bad faith, vexatiously, wantonly, or for oppressive reasons,” and therefore did not find that appellants acted “pursuant to the improper motive necessary for an award of sanctions pursuant to the court’s inherent authority.”14 Our opinion emphasized that “[b]ad faith must be
That brings us to this court’s inherent authority. This court has consistently adhered to the Chambers bad faith condition on the judicial exercise of inherent authority to impose sanctions. For example, in In re Jumper, this court relied on Chambers when stating that “[a] court must, of course, exercise caution in invoking its inherent power, and it must comply with the mandates of due process, both in determining that the requisite bad faith exists and in assessing fees.”13 There, this court reversed the trial court’s award of fee sanctions and remanded for the trial court to determine whether the party had acted with bad faith because the court did not “expressly find[] that the appellants acted either in bad faith, vexatiously, wantonly, or for oppressive reasons,” and therefore did not find that appellants acted “pursuant to the improper motive necessary for an award of sanctions pursuant to the court’s inherent authority.” 14 Our opinion emphasized that “[b]ad faith must be
13 909 A.2d 173, 176 (D.C. 2006) (quoting Chambers, 501 U.S. at 50).
14Id. at 177 (citation modified).
distinguished from, for example, negligence or professional incompetence.”15 “[T]he standards of bad faith are necessarily stringent.”16
In the present case, it does not now appear that either Ms. Hall or appellee’s law firm acted in bad faith, vexatiously, wantonly, or for oppressive reasons. Rather, so far as appears on the existing record, their conduct in filing a brief with AIhallucinated citations was not intentional, knowing, or even reckless (i.e., done with conscious disregard of the risks they were incurring), but rather was only negligent or grossly negligent (or, it could also be said, professionally incompetent). In Ms. Hall’s case, the question of recklessness may be a close one,given that there has been considerable publicity about the dangers of relying on AI in legal work, and her law firm claims to have instructed her on its policy against reliance on AI. (But the law firm has not shared its policy with us, nor has it explained how that policy was communicated to its lawyers.) Even so, the factual record necessary to support a finding of recklessness has not been made.17
14 Id. at 177 (citation modified).
distinguished from, for example, negligence or professional incompetence.” 15 “[T]he standards of bad faith are necessarily stringent.”16
In the present case, it does not now appear that either Ms. Hall or appellee’s law firm acted in bad faith, vexatiously, wantonly, or for oppressive reasons. Rather, so far as appears on the existing record, their conduct in filing a brief with AIhallucinated citations was not intentional, knowing, or even reckless (i.e., done with conscious disregard of the risks they were incurring), but rather was only negligent or grossly negligent (or, it could also be said, professionally incompetent). In Ms. Hall’s case, the question of recklessness may be a close one, given that there has been considerable publicity about the dangers of relying on AI in legal work, and her law firm claims to have instructed her on its policy against reliance on AI. (But the law firm has not shared its policy with us, nor has it explained how that policy was communicated to its lawyers.) Even so, the factual record necessary to support a finding of recklessness has not been made.17
This is not to say that the court is precluded from admonishing appellee’s attorneys in a published decision, as we do now, for their submission of a brief with AI-fabricated case citations. Beyond that admonishment and the striking of the brief, our Rules and case law appear to preclude us from sanctioning the attorneys. This court may wish to consider rectifying the omission of an available sanction in our
15Id. (citation modified); see alsoBredehoft v. Alexander, 686 A.2d 586, 589 (D.C. 1996) (reversing, inter alia, the trial court’s “bad faith sanction” as an exercise of its inherent authority because the record did not support a finding of bad faith); McFarland v. D.C. Dep’t of Hum. Res., 334 A.3d 131, 138 (D.C. 2025) (affirming the trial court’s refusal to apply either Rule 11 or inherent authority sanctions because the movant made no showing that the other party acted with bad faith, even assuming that party made certain allegedly false representations).
16In re Jumper, 909 A.2d at 176-77 (quoting Valentine v. Elliott (In re Estate of Delaney), 819 A.2d 968, 998 (D.C. 2003)).
15 Id. (citation modified); see also Bredehoft v. Alexander, 686 A.2d 586, 589 (D.C. 1996) (reversing, inter alia, the trial court’s “bad faith sanction” as an exercise of its inherent authority because the record did not support a finding of bad faith); McFarland v. D.C. Dep’t of Hum. Res., 334 A.3d 131, 138 (D.C. 2025) (affirming the trial court’s refusal to apply either Rule 11 or inherent authority sanctions because the movant made no showing that the other party acted with bad faith, even assuming that party made certain allegedly false representations).
16 In re Jumper, 909 A.2d at 176-77 (quoting Valentine v. Elliott (In re Estate of Delaney), 819 A.2d 968, 998 (D.C. 2003)).
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17 This does not mean that the attorneys are immune from bar discipline, should it be determined that they violated the Rules of Professional Conduct by submitting a brief with AI-hallucinated citations. At present, however, it would be premature and inappropriate for this court to weigh in on whether the attorneys have violated any Rules of Professional Conduct, and—like my colleagues—I refrain from doing so.
Preliminarily, the term “signatory” may be misleading. Appellate briefs commonly list the names of multiple attorneys for the party on whose behalf the briefs are submitted. Ordinarily, only one of those attorneys actually signs the brief. For present purposes, though, all the named attorneys are deemed to be “signatories” who stand behind and who (usually, but not always) contributed to the brief. (It is not unreasonable for a brief to list the attorneys who represent the party in the appeal even if they did not personally contribute to the brief or were not its principal drafter(s).) This does not mean, however, that all these “signatories” necessarily have exactly the same responsibilities for ensuring that the brief comports with ethical and other requirements.
18Malkeet Lnu v. Blanche, 177 F.4th 1014, 1029 (9th Cir. 2026).
19See id. at 1028-29 (“It was Sethi’s signature, and his alone, on the briefs. So, it was Sethi who presented the unwarranted contentions. And Sethi’s signature was an attestation that he personally reviewed the contents of the brief, including the cited authorities, and that they were accurate. Sethi did no such review, and his attestation was not conditional on the tools that his subordinates might have used to prepare the first draft, nor could it be.” (internal citations and some punctuation omitted)).
18 Malkeet Lnu v. Blanche, 177 F.4th 1014, 1029 (9th Cir. 2026).
19 See id. at 1028-29 (“It was Sethi’s signature, and his alone, on the briefs. So, it was Sethi who presented the unwarranted contentions. And Sethi’s signature was an attestation that he personally reviewed the contents of the brief, including the cited authorities, and that they were accurate. Sethi did no such review, and his attestation was not conditional on the tools that his subordinates might have used to prepare the first draft, nor could it be.” (internal citations and some punctuation omitted)).
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Fulfilling the duty to guard against AI-hallucinated (or otherwise invalid) citations can be a group effort that does not require every signatory to personally cite check every brief. Such a requirement would be impractical, unduly burdensome, and unnecessarily duplicative given the availability of reasonable alternative procedures to guard against erroneous citations.20
Other, far more practical procedures can be followed to ensure that AIgenerated hallucinations do not result in the inclusion of fake citations in briefs and other filings. I suspect that the problem of fake citations (along with other AIgenerated errors that I describe below) arises primarily when lawyers unwisely ask
20See Lake v. Gates, 130 F.4th 1054, 1062 (9th Cir. 2025) (Bumatay, J., concurring in the judgment only) (Disagreeing with the majority’s conclusion that federal Rule 11 allowed the trial court to sanction an attorney who participated on a brief as “of counsel” and only contributed a discrete portion to the offending brief, because “[a]s a textual matter. . . , Rule 11 permits different levels of accountability for different attorneys in a case. . . . To encourage the participation of specialized attorneys and to improve the quality of advocacy in our courts, we should have adopted a rule that recognizes the circumscribed role that some attorneys with subject-matter expertise may play in litigation.”).
20 See Lake v. Gates, 130 F.4th 1054, 1062 (9th Cir. 2025) (Bumatay, J., concurring in the judgment only) (Disagreeing with the majority’s conclusion that federal Rule 11 allowed the trial court to sanction an attorney who participated on a brief as “of counsel” and only contributed a discrete portion to the offending brief, because “[a]s a textual matter. . . , Rule 11 permits different levels of accountability for different attorneys in a case. . . . To encourage the participation of specialized attorneys and to improve the quality of advocacy in our courts, we should have adopted a rule that recognizes the circumscribed role that some attorneys with subject-matter expertise may play in litigation.”).
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AI to draft a brief from scratch for them, a practice that supervisors can (and, I think, should) ban outright. (I will say more about this below.)
Even worse, perhaps, is the fact that relying on AI to do the “thinking” necessary to draft and refine a brief—even what is intended to be only a first draft— is an abdication of the lawyer’s duty and a breach of the client’s (and the public’s) trust. Lawyers are entrusted with the responsibility to use their own unique human experience, insight, and creativity in employing their skills, learning, and judgment to write, advocate and persuade; and, in doing such writing, to choose among options and alternatives; to select and comprehend precedents and authorities; to make moral and ethical decisions; to evaluate which claims and contentions to pursue and which not; and so forth. AI cannot duplicate that multifarious exercise of human judgment and ingenuity in the “thinking” enterprise.
22Malkeet Lnu, 177 F.4th at 1024-25 (citations, footnotes, and some punctuation omitted).
22 Malkeet Lnu, 177 F.4th at 1024-25 (citations, footnotes, and some punctuation omitted).
We do not know in this case whether Ms. Hall relied on Google not only to find case citations, but to draft her brief. I hope she did not do so, and that lawyers will refrain from such conduct.